Securities
Resource Information
The concept Securities represents the subject, aboutness, idea or notion of resources found in University of Missouri-St. Louis Libraries.
The Resource
Securities
Resource Information
The concept Securities represents the subject, aboutness, idea or notion of resources found in University of Missouri-St. Louis Libraries.
- Label
- Securities
- Authority link
- http://id.worldcat.org/fast/01110743
- Source
- fast
113 Items that share the Concept Securities
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Context of SecuritiesSubject of
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- 101 ways to score higher on your series 7 exam : what you need to know explained simply
- Accelerating Access to Capital Act of 2015 : report together with minority views (to accompany H.R. 2357) (including cost estimate of the Congressional Budget Office)
- Accelerating Access to Capital Act of 2017 : report together with minority views (to accompany H.R. 4529) (including cost estimate of the Congressional Budget Office)
- Asian Equity Markets : Growth, Opportunities, and Challenges
- Asset pricing
- Automation of Trading Machine for Traders : How to Develop Trading Models
- Building an EU securities market
- Capital markets law and compliance : the implications of MiFID
- Capital markets, derivatives and the law
- Central America : structural foundations for regional financial integration
- Chile : selected issues
- Chinese stock markets : a research handbook
- Comparative corporate governance in China : political economy and legal infrastructure
- Conflicts of interest, investor loss of confidence, and high speed trading in U.S. stock markets : hearing before the Permanent Subcommittee on Investigations of the Committee on Homeland Security and Governmental Affairs, United States Senate, One Hundred Thirteenth Congress, second session, June 17, 2014
- Consumer Financial Choice and Capital Markets Protection Act of 2017 : report (to accompany H.R. 2319) (including cost estimate of the Congressional Budget Office)
- Contingent convertible bonds, corporate hybrid securities and preferred shares : instruments, regulation, management
- Convention on the Law Applicable to Certain Rights in Respect of Securities held with an Intermediary : report (to accompany Treaty Doc. 112-6)
- Coordinated portfolio investment survey : results of the 1997
- Coordinated portfolio investment survey guide
- Cybersecurity Disclosure Act of 2019 : report together with minority views (to accompany H.R. 1731) (including cost estimate of the Congressional Budget Office)
- Department of Labor, Pension and Welfare Benefits Administration : class exemption for cross-trades of securities by index and model-driven funds
- Derivatives and Internal Models : Modern Risk Management
- Developing and Empowering our Aspiring Leaders Act of 2018 : report (to accompany H.R. 6177) (including cost estimate of the Congressional Budget Office)
- Die Haftung von Emissionskonsortien : eine rechtsvergleichende Untersuchung des deutschen und des US-amerikanischen Rechts
- Disclosure Modernization and Simplification Act of 2014 : report (to accompany H.R. 4569) (including cost estimate of the Congressional Budget Office)
- Disclosure Modernization and Simplification Act of 2015 : report (to accompany H.R. 1525) (including cost estimate of the Congressional Budget Office)
- Dividends of development : securities markets in the history of US capitalism, 1866-1922
- Due Process Restoration Act of 2015 : report together with minority views (to accompany H.R. 3798) (including cost estimate of the Congressional Budget Office)
- Due Process Restoration Act of 2017 : report together with minority views (to accompany H.R. 2128)
- ESG Disclosure Simplification Act of 2019 : report together with minority views (to accompany H.R. 4329) (including cost estimate of the Congressional Budget Office)
- EU prospectus law : new perspectives on regulatory competition in securities markets
- Emerging financial centers : legal and institutional framework : Bahamas, Hong Kong, Ivory Coast, Kenya, Kuwait, Panama, Singapore
- Encouraging Employee Ownership Act of 2015 : report together with minority views (to accompany H.R. 1675) (including cost estimate of the Congressional Budget Office)
- Encouraging Employee Ownership Act of 2017 : report together with minority views (to accompany H.R. 1343) (including cost estimate of the Congressional Budget Office)
- Encouraging Public Offerings Act of 2017 : report (to accompany H.R. 3903) (including cost estimate of the Congressional Budget Office)
- Exchange Regulatory Improvement Act : report (to accompany H.R. 3555) (including cost estimate of the Congressional Budget Office)
- Fair Investment Opportunities for Professional Experts Act : report (to accompany H.R. 2187) (including cost estimate of the Congressional Budget Office)
- Financial Literacy and Money Script : a Caribbean Perspective
- Financing growth in the WAEMU through the regional securities market : past successes and current challenges
- Foreign investment in U.S. securities
- H.R. 3606, the Reopening American Capital Markets to Emerging Growth Companies Act of 2011 : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, December 15, 2011
- Halal Cryptocurrency Management
- High-frequency trading : a practical guide to algorithmic strategies and trading systems
- Implementation and cybersecurity protocols of the consolidated audit trail : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, first session, November 30, 2017
- Improving Access to Capital for Emerging Growth Companies Act : report (to accompany H.R. 2064) (including cost estimate of the Congressional Budget Office)
- Intermediated securities : the impact of the Geneva Securities Convention and the future European legislation
- Introduction to securitization
- Investment Adviser Regulatory Flexibility Improvement Act : report (to accompany H.R. 6321) (including cost estimate of the Congressional Budget Office)
- Investor and industry perspectives on investment advisers and broker-dealers
- Islamic Financial Products : Principles, Instruments and Structures
- Islamic finance : law, economics, and practice
- Japanese Direct Investment in Mexico's Transport Equipment Sector : Macro Impact and Local Responses
- Japanese fixed income markets : money, bond and interest rate derivatives
- Land and credit : mortgages in the medieval and early modern European countryside
- Law and practice of liability management : debt tender offers, exchange offers, bond buybacks and consent solicitations in international capital markets
- Legislative proposals to improve the U.S. capital markets : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, December 2, 2015
- Leverage? What leverage? : a deep dive into the U.S. flow of funds in search of clues to the global crisis
- Literary federalism in the age of Jefferson : Joseph Dennie and the Port folio, 1801-1812
- Main Street Employee Ownership Act of 2018 : report (to accompany H.R. 5236)
- Market liquidity : theory, evidence, and policy
- Micro Offering Safe Harbor Act : report together with minority views (to accompany H.R. 4850) (including cost estimate of the Congressional Budget Office)
- Moralizing the market : how Gaullist France embraced the US model of securities regulation
- Mutual Fund Litigation Reform Act : report together with minority views (to accompany H.R. 4738) (including cost estimate of the Congressional Budget Office)
- National Securities Exchange Regulatory Parity Act : report together with minority views (to accompany H.R. 4546) (including cost estimate of the Congressional Budget Office)
- National Securities Exchange Regulatory Parity Act of 2016 : report together with minority views (to accompany H.R. 5421) (including cost estimate of the Congressional Budget Office)
- People's Republic of China : detailed assessment report : observance of IOSCO objectives and principles of securities regulation
- Portfolio investment opportunities in managed futures
- Portfolio society : on the capitalist mode of prediction
- Preliminary observations on the market crash of October 1987
- Private Placement Improvement Act of 2016 : report together with minority views (to accompany H.R. 4852) (including cost estimate of the Congressional Budget Office)
- Promoting Transparent Standards for Corporate Insiders Act : report (to accompany H.R. 6320) (including cost estimate of the Congressional Budget Office)
- Property in securities : a comparative study
- Prospectus for the public offering of securities in Europe, Vol. 1
- Prospectus for the public offering of securities in Europe, Volume 2
- Protecting Advice for Small Savers Act of 2017 : report together with minority views (to accompany H.R. 3857) (including cost estimate of the Congressional Budget Office)
- Public Company Registration Threshold Act : report together with minority views (to accompany H.R. 5051) (including cost estimate of the Congressional Budget Office)
- Reforming Access for Investments in Startup Enterprises Act of 2015 : report (to accompany H.R. 1839) (including cost estimate of the Congressional Budget Office)
- Regulation of Securities, Markets, and Transactions : a Guide to the New Environment
- Regulation of securities, markets, and transactions : a guide to the new environment
- Restoring Financial Market Freedom Act of 2017 : report together with minority views (to accompany H.R. 4247)
- Risky business in the operating subsidiary, how the OCC dropped the ball : hearing before the Subcommittee on Oversight and Investigations of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, first session, June 25, 1999
- SEC Disclosure Effectiveness Testing Act : report together with minority views (to accompany H.R. 1815) (including cost estimate of the Congressional Budget Office)
- SEC Regulatory Accountability Act : report together with minority views (to accompany H.R. 5429) (including cost estimate of the Congressional Budget Office)
- SEC docket : a weekly compilation of releases from the Securities and Exchange Commission
- SEC proposed rule on securities offering reform
- Securities dispute resolution in China
- Securities transaction fees : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives ; One Hundred Sixth Congress, first session ; on H.R. 1256 and H.R. 2441 ; September 28, 1999
- Shareholder Political Transparency Act of 2020 : report together with minority views (to accompany H.R. 5929) (including cost estimate of the Congressional Budget Office)
- Shareholder Political Transparency Act of 2021 : report together with minority views (to accompany H.R. 1087) (including cost estimate of the Congressional Budget Office)
- Small Company Simple Registration Act of 2015 : report (to accompany H.R. 1723) (including cost estimate of the Congressional Budget Office)
- Small companies, big profits : how to make money investing in small companies
- South Africa
- Streamlining Communications for Investors Act : report together with minority views (to accompany H.R. 6035) (including c.ost estimate of the Congressional Budget office)
- Strengthening Fraud Protection Provisions for SEC Enforcement Act of 2019 : report together with minority views (to accompany H.R. 3701) (including cost estimate of the Congressional Budget Office)
- Stronger Enforcement of Civil Penalties Act of 2019 : report together with minority views (to accompany H.R. 3641) (including cost estimate of the Congressional Budget Office)
- Technical capabilities necessary for regulation of systemic financial risk : summary of a workshop
- The Consumer and Investor Access to Information Act of 1999 : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, first session, on H.R. 1858, June 30, 1999
- The Convention on the Law Applicable to Certain Rights in Respect of Securities held with an Intermediary : message from the President of the United States transmitting the Convention on the Law Applicable to Certain Rights in Respect of Securities held with an Intermediary (the "convention"), done at the Hague on July 5, 2006, and signed by the United States on that same day
- The Ruminator
- The cost of being a public company in light of sarbanes-oxley and the federalization of corporate governance : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, first session, July 18, 2017
- The decision to delist from the stock market : theory and empirical evidence of going private
- The long-term day trader : short-term strategies to boost your long-term profits
- The micro cap investor : strategies for making big returns in small companies
- The reform of United Kingdom company law
- The risk of investment products : from product innovation to risk compliance
- There's always something to do : the Peter Cundill investment approach
- To direct the Securities and Exchange Commission to allow certain issuers to be exempt from registration requirements, and for other purposes : report (to accompany H.R. 2864) (including cost estimate of the Congressional Budget Office)
- To require the Securities and Exchange Commission to adjust certain resubmission thresholds for shareholder proposals : report together with minority views (to accompany H.R. 5756) (including cost estimate of the Congressional Budget Office)
- Topics in market microstructure
- UC Davis business law journal
- United States : Financial Sector Assessment Program: detailed assessment of implementation on the IOSCO objectives and principles of securities regulation
- When Wall Street met Main Street : the quest for an investors' democracy
- When the levees break : re-visioning regulation of the securities markets
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.umsl.edu/resource/QsAmVJJf2zQ/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.umsl.edu/resource/QsAmVJJf2zQ/">Securities</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.umsl.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.umsl.edu/">University of Missouri-St. Louis Libraries</a></span></span></span></span></div>
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.umsl.edu/resource/QsAmVJJf2zQ/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.umsl.edu/resource/QsAmVJJf2zQ/">Securities</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.umsl.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.umsl.edu/">University of Missouri-St. Louis Libraries</a></span></span></span></span></div>
