United States, Securities and Exchange Commission -- Rules and practice | Evaluation
Resource Information
The concept United States, Securities and Exchange Commission -- Rules and practice | Evaluation represents the subject, aboutness, idea or notion of resources found in University of Missouri-St. Louis Libraries.
The Resource
United States, Securities and Exchange Commission -- Rules and practice | Evaluation
Resource Information
The concept United States, Securities and Exchange Commission -- Rules and practice | Evaluation represents the subject, aboutness, idea or notion of resources found in University of Missouri-St. Louis Libraries.
- Label
- United States, Securities and Exchange Commission -- Rules and practice | Evaluation
- Numeration
- Securities and Exchange Commission
- Subordinate unit
- Securities and Exchange Commission
25 Items that share the Concept United States, Securities and Exchange Commission -- Rules and practice | Evaluation
Context
Context of United States, Securities and Exchange Commission -- Rules and practice | EvaluationSubject of
No resources found
No enriched resources found
- Securities markets : opportunities exist to enhance investor confidence and improve listing program oversight : report to congressional requesters
- Corporate shareholder meetings, proxy advisory firms' role in voting and corporate governance practices : report to the Chairman, Subcommittee on Economic Policy, Committee on Banking, Housing, and Urban Affairs, U.S. Senate
- Environmental disclosure : SEC should explore ways to improve tracking and transparency of information : report to congressional requesters
- Environmental disclosure : briefing on GAO's findings and recommendations
- Financial market preparedness : improvements made, but more action needed to prepare for wide-scale disasters : report to the Committee on Energy and Commerce, House of Representatives
- Financial oversight of Enron : the SEC and private-sector watchdogs : report
- Financial oversight of Enron : the SEC and private-sector watchdogs : report
- Mutual fund trading abuses : SEC consistently applied procedures in setting penalties, but could strengthen certain internal controls : report to congressional requesters
- Mutual fund trading abuses : hearing before the Subcommittee on Commercial and Administrative Law of the Committee on the Judiciary, House of Representatives, One Hundred Ninth Congress, first session, June 7, 2005
- Mutual fund trading abuses : lessons can be learned from SEC not having detected violations at an earlier stage : report to the Committee on the Judiciary, House of Representatives
- Mutual funds : SEC should modify proposed regulations to address some pension plan concerns : report to the Subcommittee on Oversight, Committee on Ways and Means, House of Representatives
- Mutual funds : assessment of regulatory reforms to improve the management and sale of mutual funds
- Review of investor protection and market oversight with the five commissioners of the Securities and Exchange Commission : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Tenth Congress, first session, June 26, 2007
- SEC and CFTC : most fines collected, but improvements needed in the use of Treasury's collection service
- SEC conflict minerals rule, initial disclosures indicate most companies were unable to determine the source of their conflict minerals
- SEC enforcement : more actions needed to improve oversight of disgorgement collections
- SEC mutual fund oversight : positive actions are being taken, but regulatory challenges remain : testimony before the Subcommittee on Commercial and Administrative Law, Committee on the Judiciary, House of Representatives
- SEC operations : oversight of mutual fund industry presents management challenges
- Securities and Exchange Commission : acceleration of periodic report filing dates and disclosure concerning web site access to reports
- Securities and Exchange Commission : books and records requirements for brokers and dealers under the Securities Exchange Act of 1934
- Securities and Exchange Commission : certain research and development companies
- Securities and Exchange Commission : certification of disclosure in companies' quarterly and annual reports
- Securities and Exchange Commission : disclosure in management's discussion and analysis about off-balance sheet arrangements and aggregate contractual obligations
- Securities and Exchange Commission : disclosure of mutual fund after-tax returns
- Securities and Exchange Commission : disclosure of proxy voting policies and proxy voting records by registered management investment companies
Embed
Settings
Select options that apply then copy and paste the RDF/HTML data fragment to include in your application
Embed this data in a secure (HTTPS) page:
Layout options:
Include data citation:
<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.umsl.edu/resource/TGYzmMBZAp4/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.umsl.edu/resource/TGYzmMBZAp4/">United States, Securities and Exchange Commission -- Rules and practice | Evaluation</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.umsl.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.umsl.edu/">University of Missouri-St. Louis Libraries</a></span></span></span></span></div>
Note: Adjust the width and height settings defined in the RDF/HTML code fragment to best match your requirements
Preview
Cite Data - Experimental
Data Citation of the Concept United States, Securities and Exchange Commission -- Rules and practice | Evaluation
Copy and paste the following RDF/HTML data fragment to cite this resource
<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.umsl.edu/resource/TGYzmMBZAp4/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.umsl.edu/resource/TGYzmMBZAp4/">United States, Securities and Exchange Commission -- Rules and practice | Evaluation</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.umsl.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.umsl.edu/">University of Missouri-St. Louis Libraries</a></span></span></span></span></div>
